Ongoing Solutions
Our ongoing solutions operate as a complete external substitute for compliance headcount. All services may be applied or excluded, as determined by your business’ individual needs.
Strategic Advisory
Advising the business on compliance obligations when pursuing commercial initiatives
Reporting Obligations
Advising upon and building robust frameworks for your routine reporting obligations
Regulator Engagement
Liaising with regulators, including, ASIC, APRA, AUSTRAC and the OAIC on the business’ behalf
Sales and Marketing Review
Reviewing sales, marketing and promotional practices to ensure compliance
Building Frameworks, Policies and Processes
Creating efficient and fit-for-purpose compliance frameworks, policies, and procedures
Monitoring and Oversight
Providing independent monitoring and oversight of business practices
Outsourcing Partners and Authorised Representatives Diligence
Regulatory due diligence of outsourcing partners and authorised representatives on an introductory and ongoing basis
Dispute Resolution and Complaints Handling
Advising on internal dispute resolution, complaints, and AFCA matters
Company Secretary
Company secretarial services including administration of board and shareholders meetings, maintenance of corporate registers, and making required corporate lodgements, as well as appointing one of our team to act as your statutory company secretary, if required