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Our Capability Statement

Find a detailed summary of our value and the services we provide in our capability statement.

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About Us

Minimise the costs of compliance and governance headcount for your business, without compromising on quality advice and execution of your obligations.

We are a specialist consulting firm that provides compliance solutions to the financial services sector. We are a diverse team of compliance, legal and financial services professionals, that not only understand how to interpret complex regulation, but also apply it practically to your business’ operations. Our clients benefit from a preventative, solutions-focused approach to regulation and conduct risk, tailored to your firm’s risk exposure, and carefully balanced against your commercial goals.

HOW WE HELP

Today’s financial institutions are faced with a myriad of complex, ever-advancing regulations, where the costs of non-compliance can result in permanent reputational damage, personal liability and even the derailment of an entire enterprise. As a result, it is crucial that your business has robust, personalised strategies to manage and mitigate risk. At FS Reg, we are acutely aware that financial services businesses, now more than ever, require a holistic approach to operationalise regulation, governance, and integrity within their ranks.

WHY USE OUR SERVICES

Working with an external compliance provider offers an expert and cost-effective alternative to headcount so you can streamline your budgets to other projects.

OUR VALUE:

Clarity in interpreting complex regulation

Speed and conviction in the delivery of compliance function tasks

Detailed and timely communication of risks

Frameworks and processes in advance of regulatory change

Approaches to risk that enhance long-term sustainability

Effective preventative risk management techniques to meet regulator expectations

Cost-efficiency in meeting your regulatory obligations

Comprehensive advice that’s solution-focused and balances commercial objectives

Reduced burden on internal stakeholders and resources